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    Rules for working with microdata

    Gain an overview of the most important rules and guidelines users of the microdata schemes must observe when working with microdata on Statistics Denmark’s researcher machines. Note: Non-compliance may involve sanctions.,  , Where can you access microdata on Statistics Denmark’s researcher machines? , Working with microdata under the microdata schemes in your workplace (the authorised institution) and via your home workplace is allowed. It is important that unauthorised persons do not get access to or a view of your work on the researcher machines. By “unauthorised”, we mean, for example:, Employees and colleagues who are not associated with the project you are working on, Business partners who are not associated with the project you are working on, Family, Friends, Other people, such as workmen in your home, This means that you are not allowed to work on Statistics Denmark’s researcher machines in public spaces, such as trains, buses, libraries, your local coffee shop or on public networks in general. Furthermore, you must always log out of Statistics Denmark’s researcher machine if you leave your screen temporarily, regardless whether it is just briefly or for a longer time. Consequently, it is not enough to switch to a screen saver – the access to the researcher machines must be cut off completely., Co-operation and sparring – what is allowed?, You are allowed to show your screen to persons who have approved access to the data that you are working with. If you need help or guidance, you must therefore first ensure that the person in question has access to the same project as you. Pay attention to the following:, Never leave your screen to anyone while they are helping or guiding you., If you want to share files, you must indicate the file path, so that the person can access the files via his or her own user access., If you want to spar with a person or for example, your contact person in Research Services via email, and you need to provide examples, you must never include actual data or information from Statistics Denmark’s researcher machines. Always use fictitious figures and examples., Working with microdata – what is not allowed? , Below is a list of actions that are not allowed: , Note, : The list is not exhaustive:, You may not attempt to identify statistical units, such as households, businesses or individuals – yourself included – in the data that you get access to under the microdata schemes., You are not allowed to share your user access to Statistics Denmark’s researcher machines with anyone, and the passwords you are given, are personal and may never be disclosed. If you suspect that anyone knows your password, you must change it immediately., You may not let unauthorised persons get access to or view of your work on Statistics Denmark’s researcher machines. This rule applies, whether you do so deliberately or fail to pay attention. “Unauthorised person” means anyone not associated with the project you are working on. , You are not allowed to transfer data from the researcher machine to your own computer, to paper, email or any other medium or means, for example between Statistics Denmark’s researcher machines and the user interface in Denmark’s Data Portal. It is thus strictly forbidden to copy, transcribe or illustrate information from Statistics Denmark’s researcher machines – regardless of purpose., You may not take photos of Statistics Denmark’s researcher machines. This ban applies to all types of images, including screendumps and snapshots or photos taken with your mobile phone, iPad or any other electronic devices., You are not allowed to send information from Statistics Denmark’s researcher machines via email to colleagues, neither business partners nor Research Services. If you are to describe your data set or a problem, you must always use fictitious examples. Actual data or information must never be part of it.,  , Are you in doubt about the rules? This is how you get answers, If you are in doubt or have questions about Statistics Denmark’s rules for working with microdata on the researcher machines, you can ask for help from the person responsible for authorisation in your institution. In case of questions about a specific project, you must make sure that the person whom you ask for guidance, has access to the same project as you, before you show your screen to that person., In case of questions of a more general nature, you can also contact Research Services at , FSEHjemtag@dst.dk, . In your request, you must indicate your ident and, if relevant, your project number. , Note, : If you want to describe a data set or what you suspect could be microdata, you must never include actual data or information. Always use fictitious figures and examples., Breach of the rules? This is how you handle it, If you fail to comply with Statistics Denmark’s rules or you suspect that you have failed to do so, you have a duty of notification. If you comply with your duty of notification, this will be regarded as a mitigating circumstance., Please notify both the person responsible for authorisation in your institution and Research Services. You notify Research Services by sending an email to , FSEHjemtag@dst.dk, with the following: , Your ident , Project number, if any, A description of the breach or where you suspect a breach, Date and time of the breach , If the breach involves files, for example files you have transferred, image files on your computer, in your mailbox or similar, you must delete them immediately from your PC, Denmark’s Data Portal, mail folders etc. and inform about this in your email to Research Services. ,  , Data security and transfer – your responsibility, As a user of Statistics Denmark’s researcher machines, it is your responsibility to familiarise yourself with Statistics Denmark’s rules and to observe them. Accordingly:, You are responsible for your work on the researcher machines being in compliance with Statistics Denmark’s data security rules, and , You are responsible that any transfer of analysis results and other materials complies with Statistics Denmark’s transfer rules. Read more under Rules on transfer of analysis results, and, You are responsible for notifying Research Services immediately, if you suspect that you or someone else has breached Statistics Denmark’s data security and transfer rules  , Non-compliance may involve sanctions. , Read more under Sanction rules, Guides, agreements and documents in relation to data security and responsibility, Statistics Denmark’s data security rules under the Microdata schemes, Rules for data safety under the microdata schemes (pdf), Statistics Denmark’s information security and data confidentiality policy , Information security and data confidentiality policy – Statistics Denmark, Agreements (in Danish), Autorisationsaftale (pdf), Databehandleraftale (pdf), Tilknytningsaftale (pdf), Brugeraftale (pdf)

    https://www.dst.dk/en/TilSalg/data-til-forskning/regler-og-datasikkerhed/regler-for-arbejdet-med-mikrodata

    Authorisation of institutions

    Institutions must be authorised in order to get access to data under Statistics Denmark’s microdata schemes. This page has information on the possibilities of obtaining authorisation or client authorisation and on the application process., Apply for authorisation, To get access to pseudonymised data under Statistics Denmark’s microdata schemes, your institution must be authorised. To obtain authorisation, an institution must have a permanent research/analysis environment, which involves e.g. employing a head of staff and at least three experienced researchers/analysts. To apply for authorisation, you must complete the application form at the bottom of this page., Read more about our requirements to your institution and the application under ‘Types of institutions eligible for authorisation’ and ‘Requirements to application for authorisation’ below., Without authorisation – what are the options?, If your research/analysis environment is not eligible for authorisation, or if you do not want to be authorised, you have the following options:, You can get Statistics Denmark’s Consulting team to perform the analytical task for you. , See how you commission a task with Statistics Denmark Consulting, You can commission a private consultancy that is already authorised to make the analytical task for you. For this, you need a client authorisation. , Note: , This solution is only offered to public institutions and requires that the performing consultancy has access to the data you need, or that you are granted an exemption allowing the consultancy to get access. Find further information under ‘Requirements to application for client authorisation’ below., Apply for client authorisation, To be authorised as a client, you must complete the application form at the bottom of this page. Please note that there are special requirements to the completion of specific fields in the form. Look for guidance under ‘Requirements to application for client authorisation’., Types of institutions that can be authorised, The below environments located in the Danish Realm may be considered for authorisation, if these comply with the application criteria:, The user group is defined under the framework agreement between Statistics Denmark and Danish e-infrastructure Cooperation (DeiC): Publicly funded research and analysis environments (i.e. university departments, government research institutes, ministries, government agencies etc.) as well as charitable foundations in Denmark., In the private sector, the following Danish organisations are eligible for authorisation:, Interest organisations. In this case (and in the case of enterprises), it is relevant to look at the ownership, the staff (education) as well as the tasks solved for public customers in particular. It may be necessary to make inquiries with these customers to get an opinion., Consultancies. However, consultancies cannot get access to business data. The director general may grant an exemption to consultancies allowing them to gain access to business data when carrying out fact-finding or research on business data for a public authority or an interest organisation, provided that this happens with the authority or organisation as data controller., Other enterprises may be authorised but may not get access to data that includes business data., Specifically for Greenland and the Faeroe Islands, According to the General Data Protection Regulation, the Faroe Islands and Greenland are third countries, which is significant in terms of obtaining authorisation:, The Faeroe Islands has obtained an adequacy decision by the European Commission, which means they can be approved as a secure third country. Institutions and enterprises from the Faeroe Islands can thus obtain authorisation on an equal footing with those from Denmark., Greenland has not obtained an adequacy decision, which is why Greenlandic institutions must enter into transfer agreements to obtain authorisation. Until Greenland is approved as a safe third country, authorisation can only comprise public institutions., For both the Faroe Islands and Greenland, the authorised institution must obtain approval from the Danish Data Protection Agency if it wants access to sensitive data according to the Danish Data Protection Act., Requirements to application for authorisation, In order to be eligible for authorisation, your institution must have a high and sustained focus on data security. Statistics Denmark has determined four requirements that you must be able to meet:, In the research/analysis environment, there must be a personnel manager who accepts the responsibility for the authorisation and for overseeing that the rules in the authorisation agreement are kept. This includes continuously ensuring that all persons in need of access are familiar with the rules on access to data and the rules on transfer of results., As a minimum, there must be at least three people in the environment with specific experience in handling large data volumes and solid knowledge of our data security rules. Experience may have been gained, for example, through previous access to pseudonymised data under Statistics Denmark’s microdata schemes, or experience otherwise gained with the handling of register data., For private environments, the research/analysis environment must be at least one year old to be considered for authorisation., The environment must appear from the institution website., If you are a public institution, and your research/analysis environment does not meet the requirements, you can consider commissioning an already authorised private consultancy to solve the analytical task for you. For this, you need a client authorisation. Read more under ‘Requirements to application for client authorisation’., If you have questions about the application for authorisation, please contact , FSEautorisation@dst.dk, . Please write ’Re. application for authorisation’ in the subject field., Requirements to application for client authorisation, To be considered for client authorisation, you must enter a cooperation agreement with a private consultancy that already holds an authorisation. In that case, the analytical task will be carried out at your/the client’s responsibility, but based on the specialised environment at the consultancy charged with the task., Client authorisations are only offered to public institutions and require that the authorisation of the consultancy charged with the task grants them access to all the data that you need. Please inquire with the consultancy if this is the case before you apply for a client authorisation., Note:, If you need business data with limited access, and the consultancy charged with the task does not have access to it, you can apply for an exemption on behalf of the consultancy. Read about applying for an exemption under, Access to business data, ., You cannot apply for an exemption until you have been client authorised., Guide to application for client authorisation, To apply for a client authorisation you must use the same form as for an application for authorisation (bottom of the page)., All fields in the form must be completed as specified, except for these six:, Under ’Name of institution’ you must add ’- Client authorisation’ , [Example: Agency for xxx - Client authorisation] , Under ‘Name of person responsible for authorisation (head of staff)’, you enter the name of the head of staff in your institution who is going to act as the person responsible for authorisation. For the person in question, this involves e.g. assigning roles in Denmark’s Data Portal and acting as data controller without any supervisory obligation. The supervisory obligation lies with the consultancy charged with the task. Read more about the division of roles under , User roles, ., Under ’Brief description of your research/analysis environment’, you must state the name and authorisation number (1-3 digits) of the consultancy charged with the task , [Example: Name of consultancy, 123], Under ’Number of researchers in your research/analysis environment’, you must enter ’0’, Under ’Number of people in the environment who have specific experience in handling register data/large volumes of data, you must enter ’0’, Under ’Link to the environment website’, you must enter your institution website., If you have questions about the application for client authorisation, please contact , FSEautorisation@dst.dk, . Please write ’Re. application for client authorisation’ in the subject field., How Statistics Denmark assesses applications for authorisation and client authorisation, Assessment of application for authorisation, To assess whether you can be authorised, we make a specific assessment based on your research/analysis environment. In doing so, we focus on your competences in data management and your knowledge of the data security rules that apply for access under Statistics Denmark’s microdata schemes., All authorisations need approval from the director general of Statistics Denmark., If you are approved for authorisation, you must enter into a data processor agreement with Statistics Denmark., Assessment of application for client authorisation, To obtain a client authorisation, your research/analysis environment does not need to be assessed by Statistics Denmark. This is because your analytical tasks will be handled by an authorised consultancy., In the assessment of your application for a client authorisation, Statistics Denmark focuses on whether you are a public institution and whether you have appointed a head of staff as responsible for authorisation., If you are approved for a client authorisation, you must enter into a data processor agreement with Statistics Denmark., Other agreements, documents and guides (in Danish), Autorisationsaftale, Databehandleraftale (pdf), Tilknytningsaftale, Brugeraftale, Read about the rules on transfer of analysis results, Please refer to Statistics Denmark’s Data confidentiality policy and Information security policy, If you have questions about the application for authorisation or client authorisation, please contact , FSEautorisation@dst.dk, .

    https://www.dst.dk/en/TilSalg/data-til-forskning/autorisering-af-institutioner

    User roles

    The relevant employees in a research project must be created as users in Denmark’s Data Portal. You have different options when using Denmark’s Data Portal, depending on which user role your institution assigned to you. Below you can read which rights the different roles have. In Denmark’s Data Portal, you can see your role under ‘My overview’ next to your institution. If a specific role has not been indicated, you are a ‘User’., There are seven different roles in Denmark’s Data Portal:, Responsible for authorisation, Substitute, Administrator, Contact person with powers, Signatory, Contact person, User, Below you can read which rights the different roles have. You can also read more about how the roles are assigned.,  , What can the different roles do? , Responsible for authorisation, This role is responsible for the institution’s authorisation under microdata schemes with Statistics Denmark and approves association agreements under the authorisation. The person responsible for authorisation is legally responsible for the users associated with the institution complying with the current guidelines for use of data. This person is the only one who can assign the roles as substitute, administrator and signatory. See how under ’How to assign roles?’ below., Substitute, A user who can approve association agreements on behalf of the person responsible for authorisation. It is highly recommended that you appoint one or more substitutes. In the dropdown menu ‘Assigning roles’ below, you can read how to select substitutes in Denmark’s Data Portal. Note that the person responsible for authorisation cannot be his/her own substitute., Administrator, It is the institution administrator who must approve and submit all of the institution’s project proposals to Statistics Denmark via Denmark’s Data Portal. The administrator works as an internal approver, whenever a project proposal is to be submitted or resubmitted. The administrator is thus charged with quality assuring the content of the project proposals from the institution, making sure that the proposals meet requirements to form and GDPR. This means that an administrator should be available and is expected to be a regular user of Denmark’s Data Portal., The administrator must contact Research Services if the institution wishes to have a new user created. An institution must have at least one administrator, and we recommended that you appoint at least two administrators. This is because some tasks in Denmark’s Data Portal can only be carried out by an administrator, and because a given administrator is not allowed to administer him- or herself. It is possible to appoint up to 10 administrators in one institution., Contact person with power, An institution can choose that a contact person can have powers corresponding to those of an administrator on the projects for which the user is a contact person. If a contact person has powers, the role is delimited to the institutions that the user is associated with. If you - as the person responsible for authorisation - want this solution for a user, you must contact Research Services., Signatory, On behalf of the institution, persons with the signatory role can sign to pledge that a project proposal is conforming to Article 6 of the General Data Protection Regulation. , When your project proposal has been approved, an employee in Research Services will sign it. After that, the person who submitted the proposal, i.e. the contact person for the project, the administrator or the contact person with powers, as well as the chosen signatory will receive an email with information indicating that the project proposal has been approved and signed. Subsequently, you need to sign the project proposal. Only users who have been assigned the role of signatory can sign project proposals., The role as signatory is assigned by the person responsible for authorisation or a substitute. Remember that it is a requirement that people with a signatory role are formally employed by the institution where they have the signatory role. There is no limit on the number of signatories. , Contact person, A user with access to a project has the role as contact person for the project. The contact person has the dialogue with Research Services regarding the project proposal. A project can only have one contact person. Administrator can change the project contact person., User, This is the basic role for users. The role gives access to information on the entities with which the user is associated, and the user can edit his or her own information. When a user is associated with a project in Denmark’s Data Portal, he or she also gets access to the project data on the researcher machine. Contact an administrator or the person responsible for authorisation, if you want to be created as a user under an authorised institution., Project owner at Statistics Denmark, When you submit a project to us, we will assign a project owner in Research Services to you with whom you will have direct contact. We do our best to answer your enquiry as soon as possible. , See the average response times under Contact Research Services, Who can edit user information in Denmark’s Data Portal?, The individual user can update his or her own user information in Denmark’s Data Portal. This could be relevant, e.g. if a user changes workplace and therefore wants to update his or her email address., If an association agreement must be terminated, this must either be done by the user him- or herself, the institution administrator, the person responsible for authorisation or a substitute hereof. In our , video guides, , you can see the respective tasks and responsibilities of a user, an administrator and a person responsible for authorisation in Denmark’s Data Portal. , How to assign roles, The person responsible for authorisation at the institution is the only one who can assign the roles as substitute, administrator and signatory., To do so, you must as the person responsible for authorisation log into Denmark’s Data Portal and select ‘My overview’. Click the institution where you are responsible for authorisation, and then click the three dots to the right of the institution name. If you want to assign/discontinue the role as administrator, you must click ‘Administration of administrators’. If you want to assign/discontinue the role as substitute, you must click ‘Administration of substitutes’, etc. Now a list appears of all users associated with the institution. Click ’Select’ next to the user you want to make either a substitute, an administrator or a signatory., The administrators of the institution can create new association agreements for the institution and attach users to projects., See table of the rights of user roles in Denmark’s Data Portal (pdf, in Danish)

    https://www.dst.dk/en/TilSalg/data-til-forskning/brugeradgang/brugerroller